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Roth Capital Partners is a leading small-cap underwriter having raised $3 billion in 135 offerings over the past seven years. In 1999, Roth Capital Partners led more underwritings for issuers with market caps of under $150 million than any other investment banking firm. In each of the last six years, Roth Capital Partners ranked in the top twenty nationally among investment banks in aftermarket performance according to CommScan EquiDesk.

Roth Capital Partners has recently intensified its efforts in providing additional investment banking services for its clients, such as private placements, mergers and acquisitions, valuations, and fairness opinions.

Team
Byron Roth, Chairman and CEO949-720-5721

Health Care/Bio-Tech
Lisa Walters-Hoffert, Managing Director858-720-3666
Jennifer Dore', Principal858-720-3663

Technology
Charlie Thompson, Managing Director415-782-5009
Kerry Cotter, Managing Director949-720-5735
Scott Southron, Managing Director949-720-5756
Aaron Gurewitz, Principal949-720-5703
Michael Toomey, Principal949-720-5730
Kimberley Wilson, Principal310-445-5869
Jeff Taylor, Vice President949-720-5746

Structured Finance
Tony Soich, Managing Director
949-720-7220
Jennifer Kelly, Associate - Contact Info

949-720-7183

Private Equity
John Stroh, Managing Director949-720-7175
Joe Shimmelpfenning, Vice President949-720-7151

Telecommunications
James Stearns, Managing Director206-587-0733

© 2001 Roth Capital Partners, Inc. All Rights Reserved. Member NASD/SIPC.