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Roth Capital Partners is a full service investment banking and brokerage firm offering personalized investment advice and skillful execution to private and public institutions as well as high net-worth individual investors. Roth Capital has a different approach to fixed income investing as compared to other firms.
We Do Not Trade For Our Own Account
We do not inventory securities, eliminating risk to our capital base due to
market fluctuations.
We Have Access To Virtually Every Major Broker/Dealer
We are not viewed as competition to large Wall Street firms but rather as a
major source of distribution for them. These relationships allow our fixed
income department direct access to inventories, research and market
information.
We Are Never Motivated To Sell A Client Our Own Products
Since we hold no inventory, our objective is to locate the best investment instrument
at the most competitive price available.
Leading Edge Portfolio Reporting Capabilities
Our reports are customized to meet specific client needs. Reports are prepared
on a periodic basis, monthly and quarterly. However, they are available more
frequently upon request.
We Strive To Be An Extension Of Our Client's Staff
We take a long-term perspective on how we serve our clients and emphasize
integrity and professionalism as our top priority.
Roth Capital's fixed income department serves a broad client base throughout the United States.Our corporate philosophy is to work diligently to maintain trust and provide exceptional service based upon individual investment objectives.
© 2001 Roth Capital Partners, Inc. All Rights Reserved. Member NASD/SIPC.